Charlie Morin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (11 Jan 2022 to 19 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Dec 2022)
    • CF30 Customer (26 Jun 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 26 Jun 2015)
    • CF21 Investment Adviser (10 Apr 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (6 Jul 2005 to 27 Jul 2005)
    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 6 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.