Charlie Lumley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 7 Aug 2023)
    • CF30 Customer (since 7 Aug 2023)
    • [FCA CF] Client dealing (since 4 May 2023)
    • [FCA CF] Functions requiring qualifications (since 4 May 2023)
  • Lumley Wealth Management Ltd

    FRN 953193

    • (1)Employed By (since 7 Aug 2023)
    • (1)Employed By (3 Aug 2021 to 31 Mar 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (3 Aug 2021 to 31 Mar 2023)
    • CF30 Customer (3 Aug 2021 to 7 Feb 2023)
    • CF1 Director (AR) (3 Aug 2021 to 31 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Dec 2017 to 30 Dec 2020)
  • Edward Lumley (no longer approved here)

    FRN 416604

    • (2)Employed By (9 Dec 2017 to 30 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Lumley Wealth Management Ltd

  2. controlled function added: (1)Employed By at Lumley Wealth Management Ltd