Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CARLILE ALEXANDER PRIVATE WEALTH LIMITED (no longer approved here)

    FRN 788766

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2019)
    • Responsibility for MCD Intermediation (24 Aug 2018 to 12 Mar 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 12 Mar 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 12 Mar 2019)
    • CF30 Customer (1 Feb 2018 to 12 Mar 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
    • CF1 Director (1 Feb 2018 to 12 Mar 2019)
    • CF30 Customer (21 Oct 2010 to 2 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.