Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2019)
- Responsibility for MCD Intermediation (24 Aug 2018 to 12 Mar 2019)
- CF10 Compliance Oversight (1 Feb 2018 to 12 Mar 2019)
- CF11 Money Laundering Reporting (1 Feb 2018 to 12 Mar 2019)
- CF30 Customer (1 Feb 2018 to 12 Mar 2019)
- Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
- CF1 Director (1 Feb 2018 to 12 Mar 2019)
-
- CF30 Customer (21 Oct 2010 to 2 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.