Charlie-George Buffin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 360 Wealth Ltd

    FRN 978893

    • (2)Employed By (since 3 Sep 2025)
  • New Leaf Distribution Limited

    FRN 460421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Aug 2025)
    • CF30 Customer (since 9 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 10 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Sep 2020 to 10 Mar 2025)
  • 360 Financial Services Ltd. (no longer approved here)

    FRN 759168

    • (4)Employed By (9 Aug 2025 to 3 Sep 2025)
  • JLM MORTGAGE NETWORK LTD (no longer approved here)

    FRN 300629

    • Appointed representative dealing with clients for which they require qualification (20 Mar 2025 to 2 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 360 Wealth Ltd

  2. controlled function added: (2)Employed By at 360 Wealth Ltd

  3. controlled function removed: Employed By at 360 Financial Services Ltd.

  4. controlled function added: (4)Employed By at 360 Financial Services Ltd.