Charlie Fleming

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 5 Feb 2026)
Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 5 Feb 2026)
BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (21 Jun 2024 to 18 Nov 2025)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF30 Customer (3 Feb 2015 to 29 Apr 2016)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF30 Customer (17 Dec 2014 to 3 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.