Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • Responsible for Insurance Distribution (since 1 Aug 2025)
    • SMF16 Compliance Oversight (since 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2016 to 26 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.