Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westminster Wealth Management LLP
FRN 490519
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
- [FCA CF] Client dealing (since 12 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (27 Jul 2021 to 10 Jan 2024)
- CF30 Customer (26 Jul 2021 to 10 Jan 2024)
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- Employed By (26 Jul 2021 to 10 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (5 Oct 2020 to 31 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.