Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (7 Mar 2016 to 31 Dec 2025)
- CF10 Compliance Oversight (27 Mar 2014 to 1 Sep 2014)
- CF11 Money Laundering Reporting (27 Mar 2014 to 1 Sep 2014)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (18 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.