Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Client dealing (8 Feb 2021 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 30 Jun 2024)
    • CF30 Customer (24 May 2012 to 8 Dec 2019)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Manager of certification employee (8 Feb 2021 to 30 Jun 2024)
    • [FCA CF] Client dealing (8 Feb 2021 to 30 Jun 2024)
    • CF30 Customer (29 Aug 2012 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (1 Nov 2007 to 19 Mar 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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