Charles Thomas Doherty

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 10 Dec 2023)
- SMF1 (AR) Chief Executive function (10 Dec 2023 to 11 Jul 2024)
Doherty Property Finance
FRN 1006393
- (1)Employed By (since 10 Dec 2023)
Dragon Brokers Limited (no longer approved here)
FRN 599430
- Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 2 Jan 2024)
TenetLime Limited (no longer approved here)
FRN 311266
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 May 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.