Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF1 Director (30 Jun 2006 to 30 Sep 2011)
    • CF10 Compliance Oversight (30 Jun 2006 to 25 Apr 2019)
    • CF11 Money Laundering Reporting (30 Jun 2006 to 25 Apr 2019)
    • CF21 Investment Adviser (30 Jun 2006 to 4 Jul 2006)
    • CF27 Investment Management (30 Jun 2006 to 4 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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