Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (30 Jun 2006 to 30 Sep 2011)
- CF10 Compliance Oversight (30 Jun 2006 to 25 Apr 2019)
- CF11 Money Laundering Reporting (30 Jun 2006 to 25 Apr 2019)
- CF21 Investment Adviser (30 Jun 2006 to 4 Jul 2006)
- CF27 Investment Management (30 Jun 2006 to 4 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.