Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2021)
    • CF30 Customer (23 Jun 2014 to 3 Jun 2021)
  • Charles Brown (no longer approved here)

    FRN 625819

    • Employed By (23 Jun 2014 to 3 Jun 2021)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
    • CF21 Investment Adviser (26 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jul 2003 to 26 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.