Charles Simon Eric Romilly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP
FRN 447282
- CF1 Director (AR) (since 5 Dec 2016)
Cornerstone Capital Limited
FRN 762801
- Employed By (since 5 Dec 2016)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (23 Apr 2018 to 8 Dec 2019)
Saxo Capital Markets UK Ltd (no longer approved here)
FRN 551422
- CF30 Customer (1 Jul 2013 to 31 Mar 2015)
IG Markets Limited (no longer approved here)
FRN 195355
- CF26 Customer Trading (4 Feb 2005 to 16 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.