Charles Simon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (7 Nov 2014 to 6 Mar 2016)
  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Client dealing (since 7 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Oct 2011 to 3 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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