Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 18 Dec 2024)
- [FCA CF] Client dealing (since 17 Jul 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 18 Dec 2024)
- [FCA CF] Client dealing (since 17 Jul 2024)
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- [FCA CF] Material risk taker (1 Jan 2024 to 10 Jul 2024)
- [FCA CF] Manager of certification employee (17 Nov 2022 to 12 Apr 2024)
- [FCA CF] Client dealing (22 Mar 2021 to 12 Apr 2024)
- CF30 Customer (28 Oct 2008 to 8 Nov 2012)
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- CF30 Customer (2 Jan 2013 to 24 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.