Charles Scott Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mountstone Partners Limited

    FRN 583147

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Significant management (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Material risk taker (since 1 Jul 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF1 Director (23 Oct 2008 to 23 Feb 2015)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2015)
    • CF26 Customer Trading (11 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jun 2004 to 31 Oct 2007)
    • CF27 Investment Management (10 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Mar 2003 to 10 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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