Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF26 Customer Trading (27 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Jan 2004 to 17 Jan 2005)
    • CF22 Investment Adviser (Trainee) (3 Apr 2003 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.