Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2016 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (1 Feb 2016 to 1 Oct 2016)
    • CF4 Partner (AR) (1 Feb 2016 to 1 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.