Charles Remnant

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Significant management (8 Feb 2021 to 17 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2023)
    • CF30 Customer (31 Jul 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Significant management (8 Feb 2021 to 17 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 May 2023)
    • CF30 Customer (31 Jul 2013 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 9 Jul 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 9 Jul 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (26 Jul 2004 to 18 Apr 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (24 Sep 2003 to 6 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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