Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
    • [FCA CF] Client dealing (since 18 Dec 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Dec 2023)
    • CF30 Customer (22 Feb 2013 to 14 Dec 2023)
    • CF4 Partner (AR) (30 Dec 2011 to 14 Dec 2023)
  • Albyn Associates Financial Management LLP (no longer approved here)

    FRN 220005

    • (9)Employed By (5 Jun 2003 to 14 Dec 2023)
  • Albyn Associates (no longer approved here)

    FRN 207756

    • (3)Employed By (30 Oct 2002 to 17 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.