Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Jun 2013 to 8 Dec 2019)
  • Equity And General Financial Services Limited (no longer approved here)

    FRN 474163

    • SMF3 Executive Director (9 Dec 2019 to 4 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 7 May 2020)
    • CF11 Money Laundering Reporting (7 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2015 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 Aug 2008 to 31 Mar 2009)
    • CF1 Director (15 Aug 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Aug 2008 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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