Charles Prichard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charlie Prichard

    FRN 706594

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 17 Mar 2021)
  • Prichard & Hewitt (no longer approved here)

    FRN 305103

    • CF14 Risk Assessment (31 Oct 2004 to 31 Aug 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Aug 2007)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 31 Aug 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Aug 2007)
    • CF4 Partner (31 Oct 2004 to 31 Aug 2007)
    • CF13 Finance (31 Oct 2004 to 31 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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