Charles Philip Goodman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Global Investments Limited (no longer approved here)
FRN 171039
- [FCA CF] Client dealing (1 Apr 2021 to 3 Apr 2023)
- [FCA CF] Material risk taker (1 Apr 2021 to 31 Mar 2022)
- CF30 Customer (18 May 2017 to 8 Dec 2019)
Edmond de Rothschild Asset Management (UK) Limited (no longer approved here)
FRN 578074
- CF3 Chief Executive (22 Jul 2014 to 30 Mar 2017)
- CF1 Director (8 Aug 2012 to 30 Mar 2017)
- CF30 Customer (8 Aug 2012 to 30 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.