Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • [FCA CF] Manager of certification employee (1 May 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (1 May 2020 to 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (16 Dec 2015 to 8 Dec 2019)
  • Norwich and Peterborough (LBS) Limited (no longer approved here)

    FRN 454265

    • [FCA CF] Material risk taker (1 May 2020 to 31 Dec 2020)
    • SMF9 Chair of the Governing Body (31 Mar 2020 to 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (2 May 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (2 May 2017 to 31 Dec 2020)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2021)
    • SMF18 Other Overall Responsibility (22 Aug 2018 to 28 Feb 2021)
    • Responsibility for MCD Intermediation (24 Jan 2017 to 28 Feb 2021)
    • Responsible for Insurance Mediation (24 Jan 2017 to 30 Sep 2018)
    • SMF6 Head of Key Business Areas (24 Jan 2017 to 22 Aug 2018)
    • [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 28 Feb 2021)
    • [PRA CF] Managing a material risk taker (3 May 2016 to 28 Feb 2021)
    • [FCA CF] Material risk taker (3 May 2016 to 28 Feb 2021)
    • [FCA CF] Manager of certification employee (3 May 2016 to 28 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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