Charles Peregrine Pelham

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (7 Oct 2014 to 8 Apr 2019)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- CF30 Customer (13 May 2008 to 8 Oct 2014)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
- CF23 Corporate Finance Adviser (24 Jun 2002 to 17 Dec 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Jun 2002 to 11 Oct 2004)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.