Charles Neil Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Williams Investment Management LLP (no longer approved here)

    FRN 403210

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 22 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF27 Investment Management (24 Dec 2003 to 12 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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