Charles Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2025)
- CF1 Director (AR) (24 Nov 2015 to 1 Oct 2025)
- CF30 Customer (11 Dec 2012 to 1 Oct 2025)
Stephen Mitchell (no longer approved here)
FRN 415420
- (2)Employed By (7 Oct 2013 to 1 Oct 2025)
Charles Mitchell (no longer approved here)
FRN 590349
- Employed By (11 Dec 2012 to 1 Oct 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.