Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2025)
    • [FCA CF] Client dealing (since 17 Sep 2025)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 6 May 2025)
    • CF30 Customer (8 Nov 2013 to 8 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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