Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 9 Apr 2008)
- CF1 Director (11 Feb 2005 to 12 Sep 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Mar 2004 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 30 May 2003)
- CF3 Chief Executive (1 Dec 2001 to 30 May 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.