Charles McMicking

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 26 Jun 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 26 Jun 2003)
    • CF1 Director (1 Dec 2001 to 10 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.