Charles Matthew Thomas

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midas Portal Limited

    FRN 917942

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 14 Dec 2023)
  • Quantum Wealth Planning Ltd (no longer approved here)

    FRN 760805

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2024)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • TINGLEY & COOPER LIMITED (no longer approved here)

    FRN 583160

    • CF30 Customer (7 Aug 2018 to 31 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.