Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEI Investments (Europe) Ltd (no longer approved here)

    FRN 191713

    • [FCA CF] Client dealing (3 Dec 2020 to 22 Nov 2023)
    • [FCA CF] Manager of certification employee (3 Dec 2020 to 22 Nov 2023)
    • [FCA CF] Material risk taker (3 Dec 2020 to 22 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.