Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (14 Jul 2021 to 9 May 2022)
- SMF27 Partner (9 Dec 2019 to 9 May 2022)
- CF4 Partner (15 Apr 2010 to 8 Dec 2019)
- CF30 Customer (15 Apr 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Mar 2009)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Mar 2009)
- CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF26 Customer Trading (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.