Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (13 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (14 Jul 2014 to 14 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 28 Mar 2014)
- CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (18 Mar 2002 to 8 Aug 2006)
- CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
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- CF21 Investment Adviser (4 Jan 2002 to 27 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.