Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
  • Evercore ISI International Limited (no longer approved here)

    FRN 575376

    • CF30 Customer (14 Jul 2014 to 14 Jan 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 28 Mar 2014)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 8 Aug 2006)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (4 Jan 2002 to 27 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.