Charles Keith Hawkins Dutton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Manulife Investment Management (Europe) Limited

    FRN 165328

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • [FCA CF] Client dealing (25 Nov 2020 to 13 Nov 2023)
    • CF30 Customer (30 Dec 2016 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Client dealing (25 Nov 2020 to 13 Nov 2023)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (30 Dec 2016 to 8 Dec 2019)
  • Chikara Investments LLP (no longer approved here)

    FRN 426641

    • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • CF10 Compliance Oversight (27 May 2005 to 1 Feb 2006)
    • CF11 Money Laundering Reporting (27 May 2005 to 1 Feb 2006)
    • CF27 Investment Management (27 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
    • CF4 Partner (27 May 2005 to 29 Jan 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (27 Apr 2004 to 26 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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