Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 May 2008 to 25 Dec 2010)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (10)Employed By (2 May 2008 to 19 Jul 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 Dec 2007 to 4 Mar 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF21 Investment Adviser (30 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2003 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.