Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Channel Capital Advisors LLP (no longer approved here)

    FRN 462037

    • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 May 2007 to 31 Oct 2007)
    • CF4 Partner (22 May 2007 to 8 Dec 2019)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (10 Dec 2001 to 18 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.