Charles James Maximilian Franklin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanhope Capital LLP

    FRN 400309

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jul 2011 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF27 Investment Management (20 May 2004 to 23 Aug 2004)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF27 Investment Management (30 Oct 2002 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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