Charles James Mardon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOVEREIGN MONEY MATTERS LIMITED

    FRN 599883

    • CF1 Director (AR) (since 12 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • AireValley IFA Ltd

    FRN 926692

    • (1)Employed By (since 12 Dec 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Oct 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (7 Jul 2010 to 5 Jan 2021)
    • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)
  • Sovereign Wealth Limited

    FRN 471459

    • (11)Employed By (since 13 Aug 2007)
  • Deal Assured Ltd (no longer approved here)

    FRN 435964

    • Employed By (20 Oct 2016 to 1 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AireValley IFA Ltd

  2. controlled function added: (1)Employed By at AireValley IFA Ltd