Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lambert Energy Advisory Limited (no longer approved here)

    FRN 191600

    • CF2 Non Executive Director (1 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 May 2003 to 15 Dec 2006)
    • CF10 Compliance Oversight (22 Oct 2002 to 15 Dec 2006)
    • CF23 Corporate Finance Adviser (22 Oct 2002 to 15 Dec 2006)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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