Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (1 Jan 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 May 2003 to 15 Dec 2006)
- CF10 Compliance Oversight (22 Oct 2002 to 15 Dec 2006)
- CF23 Corporate Finance Adviser (22 Oct 2002 to 15 Dec 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.