Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Apr 2026)
    • SMF16 Compliance Oversight (since 17 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2026)
    • SMF3 Executive Director (since 17 Apr 2026)
  • Exception Capital LLP (no longer approved here)

    FRN 473719

    • CF1 Director (AR) (2 Jun 2016 to 1 Jun 2023)
    • CF30 Customer (2 Jun 2016 to 1 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.