Charles Gregory Brandtner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (19 Oct 2017 to 8 Apr 2019)
    • [FCA CF] Material risk taker (31 Mar 2017 to 8 Apr 2019)
    • [FCA CF] Client dealing (8 Nov 2016 to 8 Apr 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (16 Nov 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (24 Sep 2009 to 11 Aug 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.