Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Client dealing (since 15 May 2023)
- [FCA CF] Algorithmic trading (since 15 May 2023)
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- [FCA CF] Client dealing (7 Mar 2017 to 12 May 2023)
- CF30 Customer (2 Nov 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2017 to 30 Nov 2022)
- CF30 Customer (2 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (27 Nov 2014 to 2 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.