Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Montanaro Asset Management Limited
FRN 183211
- SMF9 Chair of the Governing Body (since 17 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (31 Jan 2006 to 8 Dec 2019)
- CF27 Investment Management (31 Jan 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (18 Oct 2005 to 3 Nov 2008)
- CF10 Compliance Oversight (18 Oct 2005 to 3 Nov 2008)
- CF3 Chief Executive (1 Dec 2001 to 1 Jan 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.