Charles Fricker

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Atlantic Investment Services Limited

    FRN 969870

    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Significant management (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
  • Vermeer Investment Management Ltd (no longer approved here)

    FRN 710280

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 23 Sep 2024)
    • CF30 Customer (20 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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