Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lek Securities UK Limited
FRN 505310
- SMF16 Compliance Oversight (since 29 Jan 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10a CASS Oversight function (2 Dec 2016 to 8 Dec 2019)
- CF30 Customer (25 Jan 2012 to 8 Dec 2019)
- CF3 Chief Executive (25 Jan 2012 to 8 Dec 2019)
- CF1 Director (25 Jan 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.