Charles Frank Anniss

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Client dealing (since 26 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 11 Jul 2016)
    • CF27 Investment Management (22 Dec 2005 to 31 Oct 2007)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Client dealing (9 Sep 2019 to 12 Feb 2025)
    • [FCA CF] Material risk taker (9 Sep 2019 to 12 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 5 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 5 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.