Charles Francis Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 10 Jul 2025)
    • [FCA CF] Client dealing (since 8 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2024)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Material risk taker (29 Mar 2021 to 6 Dec 2023)
    • [FCA CF] Client dealing (16 Nov 2020 to 6 Dec 2023)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 6 Dec 2023)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 6 Dec 2023)
    • CF1 Director (18 Jun 2012 to 1 Nov 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (29 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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