Charles Edward Thomas Underwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP

    FRN 513246

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (2 Dec 2011 to 22 Oct 2019)
    • CF30 Customer (19 Feb 2010 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF22 Investment Adviser (Trainee) (21 Feb 2007 to 12 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.