Charles Edward Guy Pearce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VIVA Wealth Ltd
FRN 749293
- Employed By (since 24 Dec 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 2 Oct 2025)
- CF30 Customer (since 21 Aug 2025)
Lombard Private Clients Ltd (no longer approved here)
FRN 588238
- (1)Employed By (21 Aug 2025 to 2 Jan 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.